• Upon reviewing subscription or liquidity terms, submitted and monitored trades for US and global mutual funds, ETFs, hedge funds, and private investments for advisory and discretionary clients. • Updated rebalancing spreadsheet that tracked the investment directors’ upcoming and completed transactions. • Reviewed and reconciled performance reports for accuracy based on current transactions reports, commitments in private investments, and past performance reports. • Completed different administrative or operational tasks such as compiling market values for billable assets to issue client invoices and collecting IRS Forms K-1s and K-3s for different clients’ CPAs.

Cambridge Associates | Oct 2019 - Jun 2022

Client Service Associate

(Role changed into Portfolio Implementation Management Associate)

Morgan Stanley | Jun 2017 - May 2019

Registered Client Service Associate

Morgan Stanley Wealth Management • Resolved, on a daily basis, multiple client requests such as funds transfer, trading, account opening, account maintenance, ACAT, and deceased account processing. • Extracted data from Morgan Stanley’s main wealth management platform and conducted different types of analysis and reports to see whether our team needed to conduct some account maintenance such as document remediations. • Promoted the enrollment of Morgan Stanley Online and the use of different features on the Morgan Stanley ap

First Republic Bank | Oct 2015 - May 2017

Advisor Onboarding Associate

First Republic Private Wealth Management • Created and monitored the processing of new account and ACAT paperwork for over 350 investment accounts of high net-worth clients which were being transferred over with onboarding portfolio managers. • Helped set up and manage new accounts with the Operations team. • Developed a new client profile packet (Adobe Form) that facilitated the information gathering of clients that were transferring over to First Republic.

First Republic Bank | Jul 2015 - Sep 2015

Trust Associate

First Republic Trust Company • Compiled Investment Policy Statements, Portfolio Reports, and annual review questionnaires of approximately 50 accounts per month by coordinating with the Investment Associate. • Drafted Investment Policy Statements for new accounts, and the agendas and the minute for the Trust Investment Sub-Committee Meetings. • Compiled and organized 10 different documents from 30 investment firms for due diligence procedures and used them to complete a due diligence checklist.

Glass, Lewis & Co. | Feb 2015 - Jun 2015

Proxy Research Associate (Japan Team)

• Researched an average of 5 Japanese public companies a day and created reports recommending proxy votes on various proposals for their annual general shareholders meeting. • Researched an average of 2 Thai, Malaysian, or Singaporean public companies and created reports recommending proxy votes for their annual and special general shareholders meeting. • Assisted inputting information and resources on Japanese companies into the research database.

My Education

Take a look at my formal education

Bachelor of Arts - BA, Applied MathematicsUniversity of California, Berkeley | 2012

Camden County College | 2010

Marymount California University | 2007

About Me

For the past year, I have been teaching myself how to code. So far, I have some knowledge in HTML, CSS, and JavaScript. I have some knowledge in Python and R, but I would like to refresh some of those learnings by using DataCamp.

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